If you work for a firm that IS registered with NASBA, all in-firm CPE can be verified by sending a transcript of your CPE. This transcript must be given to you and signed by your firm’s CPE Administrator or your firm’s director. This transcript must have all required CPE certificate information. If you do not have a transcript, you may also send acceptable CPE certificates instead of normal in-firm documentation. Please note, all CPE not taken through your firm must be verified via a CPE certificate not the CPE transcript.
If you work for a firm NOT registered with NASBA and you are reporting in-firm CPE, please send a sign-in sheet or certificate of completion; an agenda and/or outline; and a biography of the instructor(s). Please note the sign-in sheet should have the following printed on it: name of the instructor(s), title of the course, the number of CPE hours, the field of study, and the date the course was taken.
NOTE: Except for signatures, handwritten information is NOT acceptable. If any of the information is written, please contact your firm’s CPE Coordinator and have them verify the information on letterhead or in an email and send to [email protected].
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